We provide advice and direction that comes not just from market expertise and experience, but from listening to you, our client. We place you at the center of your financial plan.
- Financial planning is about more than preparing for retirement. It is about working to achieve short- and long-term goals, and helping protect the most important things in life.
A strong plan is developed in collaboration with a financial planner, and includes a balance of products that is flexible enough to meet changing needs across a client’s personal and professional life.
The first step to achieving a strong financial plan is creating an effective strategy that:
- Prepare for a Secure, comfortable Retirement
- Minimize Current Taxes
- Pro-actively Manage and Control Debt
- Help prepare for a Child’s College Education
- Provide Loved Ones or Heirs in the event of death, disability or critical illness
- Protect Businesses and their Employees
What is Financial Security Planning?
Cathay DuPont provides traditional, commission-based brokerage services for experienced investors. Our financial advisers provide specialized guidance and informed views on the general direction of capital markets to help guide portfolio decisions. Whether your investment strategy consists of stock portfolios, bonds, or mutual funds, your Cathay DuPont adviser will leverage a world-class services platform to develop a personalized plan under your direction.
Investment Advisory Service
As an independent registered investment adviser, Cathay DuPont provides fee-based money management services to individuals and corporate accounts. We also service trusts, pension and profit-sharing plans, professional associations, and other institutions. We approach investment management from a total account perspective, carefully selecting individual stocks, bonds, and mutual funds to create a portfolio catered to our client’s needs. Our professionals monitor these portfolios for performance and conduct periodic reviews to ensure that our clients’ goals are realized. Cathay DuPont does not offer proprietary products, thus ensuring our advice is objective.
Protecting your Assets
With our Customer Protection Guarantee, we reimburse you for losses from unauthorized activity in your accounts. We also participate in asset protection programs such as FDIC and SIPC to help provide the best service possible.