One of our representatives will happily contact you within 24 hours. For urgent needs call us at

Assisting you to achieve your financial goals.
Utilizing a variety of strategies to obtain financial independence.
A wide range of global financial information.
Growth always starts with small steps
A year from now you will wish you had started today.
  • What Makes Us Different?

    Your dreams and goals are unique to your life experiences. We understand that you have a clear picture of your destination and we have the skills and resources to map out a successful journey.

    Dedicated Private Client Advisors

    Each of us is dedicated to remaining nimble and responsive to your needs, while always focusing on performance. With nationwide offices, we would welcome an opportunity to talk to you.

  • Philosophy

    A highly respected research demonstrates a persistent difference between investment returns based on Three Primary Factors: the decision between equity and debt, company size, and valuation.

    Financial Security Planning

    Financial planning is about more than preparing for retirement. It’s about working to achieve short- and long-term goals, and helping protect the most important things in life.


As a full-service brokerage firm launched in 1979, Cathay DuPont was founded with the vision of providing complete financial planning and highly personalized investment management services and inception-to-closing managing broker dealer services.

As a trade off for not being able to meet personally with you, we offer most of these funds and services at a discount by rebating commissions to reduce the charges of the management groups where the group allows us to do that.

The principle is to provide a single source of information to experienced or ‘well-informed’ investors who do not seek personal financial planning advice so that they have easier access to information from a variety of fund management groups, both traditional and alternative, as well as the products and services of financial intitutions, offshore life insurance companies, trust companies and pertinent global financial news.


Throughout the process, our team consistently monitors each portfolio, recommends adjustments as necessary, and maintains clear, consistent client communication.

You need a financial plan that’s as unique as you are.

  • Equity Research
  • International Equity Research
  • Close-End Funds Research
  • Fixed Income Research
  • Mutual Fund Research
  • Asset Allocation Specialist
  • Retirement Planning Specialist
  • State Planning Specialist
  • Taxation Specialist
  • Alternative Investment
  • Institutional Execution Services and Support
Read more

Contact Us

Email our Expert Advisors:

Email Us @ Information
Email Us @ Compliance
Email Us @ Marketing

Call our Expert Advisors:

Tel: +81-34-579-5738